新用户扫码下载
扫码下载APP
及时接收最新考试资讯及
备考信息
萨班斯法案（2002）Sec.305.汇总
SEC.305.OFFICER AND DIRECTOR BARS AND PENALTIES.
(a)UNFITNESS STANDARD.-
(1)SECURITIES EXCHANGE ACT OF 1934.-Section 21(d)(2)of the Securities Exchange Act of 1934(15 U.S.C.78u(d)(2))is amended by striking"substantial unfitness"and inserting"unfitness".
(2)SECURITIES ACT OF 1933.-Section 20(e)of the Securities Act of 1933 (15 U.S.C.77t(e))is amended by striking"substantial unfitness"and inserting"unfitness".
(b)EQUITABLE RELIEF.-Section 21(d)of the Securities Exchange Act of 1934(15 U.S.C.78u(d))is amended by adding at the end the following:
"(5)EQUITABLE RELIEF.-In any action or proceeding brought or instituted by the Commission under any provision of the securities laws,the Commission may seek,and any Federal court may grant,any equitable relief that may be appropriate or necessary for the benefit of investors.".
【我要纠错】 责任编辑：xyz
新用户扫码下载
京公网安备 11010802044457号